Cole Schotz P.C.

 

White Collar Litigation & Government Investigations Practice

OVERVIEW

At times, individuals and corporations may unwittingly run afoul of the law and government regulations. Ordinary commercial disputes can give rise to allegations of fraud and abuse. Grand jury subpoenas may be directed at innocent targets and present logistical record-gathering challenges for legitimate businesses.

The Cole Schotz White Collar Litigation & Government Investigations practice counsels individuals and corporations, both U.S. and foreign, in criminal or regulatory allegations arising from agencies, such as the U.S. Department of Justice, state attorneys general, FBI, Securities & Exchange Commission, FINRA and local government agencies as well as private, public and quasi-public corporations.

Our attorneys represent clients in connection with business-related allegations such as, bank/wire fraud, criminal antitrust, environmental crimes, fraud in government procurement, Medicare/Medicaid fraud, RICO violations, securities law violations, tax fraud and trade espionage. We understand the legal and professional ramifications caused by such allegations, and have the experience at both the federal and state levels to litigate them successfully. Our experience also includes conceiving and implementing internal investigations for boards of directors, audit committees and executive management in almost every business sector.

Our services include:

Compliance and Prevention

Businesses and individuals in the U.S. face increasingly aggressive government enforcement, investigations, and prosecutions. Business disputes formerly handled through civil or regulatory processes now result in intrusive criminal investigations and can result in the real threat of prison for executives, and considerable sanctions for a company. Our goal is to assist clients in avoiding prosecution and the glare of media attention that comes with a government investigation. To that end, we craft individualized compliance programs designed to prevent potential problems from developing and when necessary, develop and implement a defense strategy to blunt government allegations.

Litigation
Our broad and comprehensive range of substantive litigation and regulatory experience enables us to offer an integrated approach to address our client’s problems, starting with the difficult and often frightening process of investigation. Criminal and government enforcement activity do not traditionally appear in isolation; they are accompanied by parallel proceedings, civil litigation, shareholder disputes and regulatory
or legislative investigations. Our experienced litigation team mounts an efficient and comprehensive defense on all fronts, utilizing attorneys from the firm’s other practice areas when necessary to counter government allegations and vigorously defend our clients' interest.


Typical Cases

Our White Collar practice extends to both state and federal crimes, including quasi-criminal allegations and all types of offenses, such as the following:

  • RICO and anti-trust
  • Securities or shareholder fraud
  • Commercial bribery and extortion
  • Official misconduct or financial impropriety by members of board or management
  • Internal ethics investigations and executive conflict determinations
  • Corporate theft and embezzlement
  • Tax and bank fraud
  • Environmental investigations and prosecutions
  • Grand jury investigations and requests for corporate disclosures for all aspects of business-related crimes

NEWS

News

Weinstein Says 'Irrelevant' Assault Evidence Merits New Trial

As published in: Law360 April 5, 2021

Harvey Weinstein Appeals Rape Conviction, Says He Was Denied Fair Trial

As published in: Bloomberg April 5, 2021

Ghislaine Maxwell Hit With New Child Sex Trafficking Charges

As published in: Law360 March 29, 2021

'Pick Your Poison': Giuliani in Hot Seat After Being Passed Over for Trump Pardon

As published in: New York Law Journal January 25, 2021

High Court Won't Review Sheldon Silver's Corruption Case

As published in: Law360 January 25, 2021

New York Cases To Watch In 2021

As published in: Law360 January 3, 2021

Biden's transition contends with probe into son's finances

As published in: AP News December 11, 2020

Goldman Sachs board demands accountability with widespread 1MDB clawbacks

As published in: Compliance Week October 28, 2020

Goldman Promises Greater Scrutiny of Senior Execs Following 1MDB Settlement

As published in: The Wall Street Journal October 22, 2020

4 Questions As Nikola Navigates Gov't Probes, Investor Suits

As published in: Law360 September 22, 2020

Few parents, coaches still fighting charges in college scam

As published in: The Associated Press September 10, 2020

'Varsity Blues' Parents Get An Earful, But No Long Jail Terms

As published in: Law360 August 25, 2020

Analysis: What to make of the DOJ's rare FCPA opinion

As published in: Compliance Week August 18, 2020

Bridgegate Ruling Shows Not All Dirty Politics Is A Crime

As published in: Law360 May 7, 2020

Weinstein's 23 Years May Herald More #MeToo Prosecutions

As published in: Law360 March 12, 2020

TrailBlazers Criminal Law 2020

As published in: The National Law Journal March 1. 2020

Corruption case law in jeopardy as Supreme Court hears 'Bridgegate'

As published in: POLITICO January 14, 2020

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